Investments and Investment Fraud

Learn about investment fraud and how it can affect you. Don’t be taken in by deceptive sales tactics and stock fraud and learn what you can do if you have been hurt by stock fraud or investment fraud.

Duped By Investment Brokers or Churned Stocks? You Can Fight Back Legally!

Millions of Americans depend on their investments for their retirement and even for their daily life. You can do all the research in the world and be informed about your portfolio and your net worth and you can still be caught unaware by massive instances of investment fraud, stock fraud of illegal and deceptive sales tactics. Thankfully, the justice department, the SEC and the American justice system are available to help you seek redress or damages if you have lost a great deal of money due to a massive case of accounting fraud or if you have been guided into an unwise investment.
 
In the early part of the decade there was one major accounting scandal after another which left many investors deeply shaken and unsure of how to invest and prepare for the future. After all, looking at the millions of people whose long term financial security was shattered by the widespread accounting fraud of companies like Enron, Tyco and WorldCom, what was a safe investment? Between widespread accounting fraud and the misleading advice of seemingly trusted companies, the American investor is hard pressed to feel secure in any long term investment option.
 
For instance, H&R Block has always projected a safe and secure feeling and has helped millions of middle and low income Americans to file their taxes each year. Who would have thought that their recommendations to purchase their Express IRA would be fraudulent? But, they were. With low rates of return and high fees, their Express IRA could not have been a worse investment option for people who already have a tough time saving money. Elliot Spitzer's Class Action filing is making sure that H&R Block is held accountable for their fraudulent IRA investment advice.
 
Likewise, when Prudential sales reps went from customer to customer to convince them to increase their insurance premiums "at not cost to them" why wouldn’t they trust the company they had been investing in for years and purchase another policy? Another instance of fraud and another class action lawsuit followed the erroneous sales to millions of people and more savings were lost by many vulnerable citizens.
 
Finally, the widespread stock fraud that occurs all the time, including stock churning and other schemes designed to line the pockets of stockbrokers and brokerages with no long term thought given to the hardships their greed causes to their clients.
 
Thankfully, there is recourse and there are people advocating for consumer protection. The Attorney General of New York won’t rest, it seems, until H&R Block has refunded all of the money from their Express IRA program and the federal government has sought redress from Enron, WorldCom and HealthSouth for the millions of investors who experienced significant loss at the hands of fraudulent earnings reports and disingenuous executives.
 
If you feel as though you have been the victim of investment fraud, stock fraud or illegal investment practices, you should find a qualified attorney to represent you as soon as possible. By choosing a smart and qualified advocate you are arming yourself against the fraud and victimization experienced by millions of Americans. Remember that class action lawsuits were initially developed to help small investors recoup losses from major corporations. You are not alone!

 

Informative Articles About Investment Fraud

· Enron Debt Paid in Full? Hardly.

  5/25/2006 5:50:00 PM | Enron Criminal Trial Completes

· H&R Block IRA Scandal - Eliot Spitzer's $250 Million Class Action Lawsuit

  3/30/2006 7:00:00 AM | Spitzer Files Class Action Against H&R Block for IRA Fraud

 Latest Investment Fraud & Related Newswire

· The Ken Lay Analysis Begins - Washington Post

  7/5/2006 11:04:00 PM | Lay May Have Deceived Himself as Much as Everyone Else
  Comments:(0)
   As the reality of Ken Lay's death is sinking in, the business editorials are coming out with post mortems. This one, in the Washington Post, roughly outlines the path Lay took to the top, and then down again. It tries to put a human face on someone widely reviled without absolving him of responsibility for what has been judged criminal behavior. &n...
     Read More

· Lay's Estate Not Worth Going After? - Times Online

  7/5/2006 7:04:00 PM | Lay's estate bereft of past riches
  Comments:(0)
   The Times newspaper in the UK reports that Enron investors who are pursuing a class action lawsuit may not find it worthwhile to go after Kay Lay's estate now that he has died. The lead plaintiffs, the Regents of the University of California, are expected to meet soon to decide whether to remove Lay as a defendant in their suit to try to reco...
     Read More

· Ken Lay Dead at 64 - Bizjournals.com

  7/5/2006 12:45:00 PM | Enron founder Lay dies of heart attack
  Comments:(0)
   Ken Lay's story is over, even as Enron's continues to emerge. The Chairman and founder of Enron died suddenly of a suspected heart attack Wednesday morning in Colorado. Although convicted of fraud and conspiracy, he was free pending sentencing which was to take place in October. Considering his age, 64, and the potential sentence, it was ...
     Read More

· British Bankers Extradited to US on Enron Charges - Los Angeles Times

  6/28/2006 1:51:00 AM | British Bankers May Face Enron Trial in US
  Comments:(0)
   Three British bankers are to be sent to the US to face trial on fraud charges relating to Enron dealings. The bankers fought their extradition all the way up to the European Court of Human Rights, but failed. Allegations were that they cheated their employer, a unit of the Royal Bank of Scotland, of over $7 million by fraudulent business ...
     Read More

· Rambus Checking its Records for Backdated Stock Options - BusinessWeek

  6/27/2006 9:55:00 PM | Rambus warns of stock option woes
  Comments:(0)
   Rambus has joined the growing list of companies checking their records for improperly-accounted-for backdated stock options. If options are backdated to maximize profit for the recipient, financial statements must be adjusted to avoid showing an exaggerated profit. This has implications both in the stock price, for investors, and for tax ...
     Read More


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Greed and lack of morals can cause you to become a victim of investment fraud. Individual investors are often defrauded from their investments by their brokers through churning and deceptive sales tactics. Also, putting you in the wrong investment opportunities if you were not qualified for a high risk could put your broker directly at fault.

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